日比谷ステーション法律事務所 HIBIYA STATION LAW OFFICE

新着情報 2012/02/24


"Amendment to Japanese FIEA rules regarding QII Business Exemption Notification" was put in "Basic Legal Knowledge in Japan."

"Additional notifications will be required concerning Specially Permitted Businesses for Qualified Institutional Investor, etc. (Amendment to Financial Instruments and Exchange Act of Japan; Effective April 1, 2012)" was published in "Basic Legal Knowledge in Japan."
We explain the amended rules of Financial Instruments and Exchange Act of Japan regarding notification concerning Specially Permitted Businesses for Qualified Institutional Investor, etc. ("SPBQII.")
A person who has made notification of engagement in SPBQII to the Financial Services Agent ("FSA") before March 31, 2012, must pay attention to be requested to notify additionally some information and to submit a certificate to the FSA by June 30, 2012.

Additional notifications will be required concerning Specially Permitted Businesses for Qualified Institutional Investor, etc. (Amendment to Financial Instruments and Exchange Act of Japan; Effective April 1, 2012)

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